Regulatory Jobs in Hong Kong
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Compliance AVP/VP Investment Bank/Securities
CLIENT BACKGROUNDOur client is a well‑established financial institution with a strong regional presence, offering a broad range of investment and brokerage services. With expanding business lines across traditional and emerging asset classes, the firm is strengthening its compliance function in Hong Kong to support continued growth and uphold high ...
Regulatory Counsel
Key ResponsibilitiesAdvise on Hong Kong financial services regulation, including the Securities and Futures Ordinance and applicable SFC rules, codes, and guidelines.Support SFC licensing matters, including new licence applications, variations, and ongoing regulatory obligations.Provide regulatory advice in connection with new business initiatives,...
Financial Crime Compliance Manager Regional Bank
CLIENT BACKGROUNDOur client is a well‑established regional financial institution with a strong footprint across Asia. The firm is committed to maintaining the highest standards of regulatory compliance and financial crime governance. With continued business growth, they are seeking an experienced FCC professional to join their Hong Kong office and ...
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US Bank Compliance Advisory VP
CLIENT BACKGROUNDI am partnering with a reputable commercial bank that is actively expanding its Private Banking and Investment Banking businesses in Hong Kong. As part of this strategic growth, the bank is seeking an experienced Compliance Advisory VP to strengthen its compliance governance and provide high‑quality advisory support across multiple...
Compliance Advisory AVP/VP Investment Bank
CLIENT BACKGROUNDA leading financial institution is expanding its Hong Kong compliance function and is seeking an experienced professional to join its Compliance Advisory team. The firm offers a dynamic environment with strong leadership support, regional exposure, and clear career progression opportunities. This position reports directly to the He...
Associate, Advisory Compliance (Securities & Brokerage)
CLIENT BACKGROUNDA leading financial institution is seeking an Advisory Compliance Associate to join its Hong Kong office. This is an excellent opportunity for compliance talent looking to step into a tier‑1 banking environment with strong regional exposure and a stable platform. The role sits within a well‑established compliance function supportin...