Regulatory Jobs in Hong Kong
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Compliance Manager Investment & Insurance
CLIENT BACKGROUNDOur client is a well-established financial institution in Hong Kong, offering a diverse range of wealth management and insurance solutions. They are committed to delivering innovative products and maintaining strong compliance standards across their operations. JOB RESPONSIBILITYOversee compliance matters related to wealth manageme...
Derivatives Compliance VP Chinese Investment Bank
CLIENT BACKGROUNDA dynamic and fast-growing financial institution is expanding its compliance function with a newly created role focused on derivatives compliance. With a growing OTC derivatives business across FICC and Equities, the firm is seeking a senior compliance professional to strengthen its regulatory oversight and support business growth....
FCC Manager Regional Corporate Bank
CLIENT BACKGROUNDOur client is a well-established regional corporate bank with a strong presence in Asia. The institution is committed to maintaining the highest standards of regulatory compliance and operational excellence. This role offers exposure to a dynamic environment and the opportunity to work closely with senior stakeholders across multip...
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KYC Advisory Manager International Corporate Bank
Client BackgroundOur client is a reputable international banking group with a strong footprint in Asia, committed to maintaining the highest standards of financial crime compliance. As part of their strategic growth, they are seeking an experienced KYC professional to join their second line of defense team. This role offers exposure to complex advi...
IBD Compliance AD
Client BackgroundOur client is a leading financial institution with a strong presence in Asia. Known for its high compliance standards and robust governance framework, the firm is expanding its Investment Banking Compliance team to support growing deal flow and advisory activities. This is an excellent opportunity to join a dynamic environment wher...
Compliance Team Lead Secondary Market
CLIENT BACKGROUNDOur client is a well-established financial institution in Hong Kong, recognized for its strong compliance culture and commitment to regulatory excellence. They are looking for a seasoned compliance professional to lead a small team and strengthen their Secondary Market Compliance team. JOB RESPONSIBILITYOversee advisory and monitor...