Regulatory Jobs in Hong Kong

CLIENT BACKGROUND A leading Chinese investment bank with a strong global presence is actively seeking an experienced compliance professional to join its Hong Kong office. Despite being a top-tier institution with robust equities operations, this key role has remained open for some time-making it an exceptional opportunity for candidates ready to st...

Trade SupportProvide daily support for trading activities from Japan market open to close.Work with traders to resolve P&L, trade booking, and pricing issues quickly. Coordinate with service providers (Enfusion, Linedata, MSFS, Prime Brokers).Learn and use Enfusion for tasks like instrument setup.Monitor stock borrow rates to optimize financing.Ope...

Trade SupportProvide daily support for trading activities from Japan market open to close.Work with traders to resolve P&L, trade booking, and pricing issues quickly. Coordinate with service providers (Enfusion, Linedata, MSFS, Prime Brokers).Learn and use Enfusion for tasks like instrument setup.Monitor stock borrow rates to optimize financing.Ope...

CLIENT BACKGROUNDOur client is a well-established financial institution in Hong Kong, recognized for its strong compliance culture and commitment to regulatory excellence. They are looking for a seasoned compliance professional to lead a small team and strengthen their Secondary Market Compliance team. JOB RESPONSIBILITYOversee advisory and monitor...

CLIENT BACKGROUNDOur client is a leading international bank with a strong presence in Hong Kong and an extensive global network. They are committed to maintaining the highest standards of compliance and integrity, offering a collaborative environment and excellent career development opportunities. JOB RESPONSIBILITYLead and manage Financial Crime C...