Regulatory Jobs in Hong Kong
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Equities Compliance VP International Bank
CLIENT BACKGROUNDOur client is a well-established, global financial services platform with a significant presence across Asia-Pacific. The firm is known for its strong governance culture, close alignment between Compliance and the front office, and long-term investment in experienced compliance professionals.This is a trading-floor-facing role with...
Derivatives Compliance VP Chinese Investment Bank
CLIENT BACKGROUNDA leading Chinese investment bank is hiring a Vice President, Global Markets Compliance to support its OTC derivatives and structured products business in Hong Kong.This is an advisory role, working closely with Global Markets / FICC businesses on regulatory interpretation, new product initiatives, and evolving SFC requirements.The...
Compliance Officer Global Private Equity
Compliance Officer - Tier 1 Private Equity / Venture Capital FirmWe are partnering with a leading global Private Equity / Venture Capital platform to appoint a Compliance Officer to support its Asia business. This is a key hire within a well-established compliance function, offering exposure to a broad range of regulatory and business activities ac...
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Compliance Manager Global Quantitative Trading Firm
We are seeking a Compliance professional to join the APAC Compliance team of a global quantitative trading firm.This role will play a central part in overseeing and enhancing the regional Compliance programme, with a focus on governance, performance oversight, and driving global and cross-regional initiatives. The successful candidate will collabor...
VP, IBD Compliance (IPO focus)
About Us: Join a leading Chinese investment bank, renowned for its commitment to excellence and innovation in the financial services industry. We are seeking a highly skilled IBD Compliance Specialist to ensure adherence to regulatory standards and best practices in IPO transactions. Key Responsibilities:Provide first-line compliance advisory for I...
Leasing Officer Asset Management
Leasing Officer (Retail)A well-established real estate asset management platform with a sizeable retail and commercial portfolio in Hong Kong is seeking a Leasing Officer (Retail) to join its team. The portfolio comprises strategically located assets across core urban districts, largely situated within densely populated communities and in close pro...