Compliance Jobs in Financial Services in Usa

AVP/Manager - Fixed Income Compliance AdviceOur client, one of Europe's largest banking groups, is looking to hire an experienced Compliance professional at a Manager / AVP level to provide specialist Compliance advice and guidance to senior leaders and key members of the firms growing Capital Markets business. The firm are one of Europe's largest ...

Compliance Testing Manager - Capital MarketsOur client, one of America's largest banking groups, is looking to hire an experienced Compliance professional at a Manager level to lead specialist Compliance Testing programs across the firms Capital Markets business. The firm are one of the world's largest banking groups whose global presence continues...

Compliance Officer - Life Insurance IndustryOur client, a leading life insurance provider, is seeking a seasoned Compliance Officer to oversee and enhance its corporate compliance framework. This role ensures adherence to state and federal regulations across all aspects of product development, marketing, underwriting, and servicing.Key Responsibili...

Compliance Officer - Expert Networks OversightA leading global investment management firm is seeking an experienced Compliance Officer to join its team in New York. The firm manages a diverse portfolio across multiple asset classes and is known for its collaborative, high-performance culture. This role will focus on overseeing expert network intera...

Executive Director - Debt Capital Markets Compliance AdviceOur client, one of America's largest banking groups, is looking to hire an experienced Compliance professional at an Executive Director level to provide specialist Compliance advice and guidance to senior leaders and key members of the firms growing Investment Banking business with a focus ...