Compliance Jobs in Financial Services
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Client Services Representative
Our client is an East Coast-based fintech company, specializing in cutting-edge cash management technology designed for institutional Registered Investment Advisor (RIA) clients. With over 800 clients and a strong focus on growth, they are looking to expand their team to ensure provision of top-notch support to clients as they continue scaling. Job...
Regulatory Pricing Manager
We have a current opportunity for a Regulatory Rate Manager on a permanent basis. The position will be based in Washington DC and works on a hybrid schedule. For further information about this position please apply.QualificationsA Bachelor's degree (BA or BS) with 7-10 years of relevant experience, or 9-12 years of equivalent experience if no degre...
Compliance Manager Credit Card Division
Job Title: Compliance Manager - Credit Card DivisionLocation: Hybrid (Outside Philadelphia Corporate Office)Salary: Up to $125,000/yearWe've partnered with a top-ten bank to find a skilled Compliance Manager to join their Credit Card Division. In this critical role, you will lead the conversion of the private label card servicing team to an interna...
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Compliance Manager Collections
Our client, one of America's largest Banking groups, is looking to hire an experienced Compliance professional at a Manager / Assistant Vice President level to lead specialist Compliance program and change engagements across the firms evolving Consumer & Small Lending business focusing on key 2LOD programs across the firms full suite of Consumer Le...
Compliance Manager Consumer & Small Business Lending
Our client, one of America's largest Banking groups, is looking to hire an experienced Compliance professional at a Manager / Assistant Vice President level to lead specialist Compliance program and change engagements across the firms evolving Consumer & Small Lending business focusing on key 2LOD programs across the firms full suite of Consumer Le...
Trade & Investment Compliance Lead Hedge Fund
A growing Hedge Fund is seeking a Senior Trade & Investment Compliance Lead reporting directly into GC/CCO. This individual will ensure that all trading activities within the firm adhere to regulatory requirements and internal policies, will monitor and review trading activities, provide compliance guidance, and implement controls to mitigate risks...