Compliance Jobs in Financial Services
Showing 39 results
Sort by:
Associate Director
Job Title: Associate Director, Regulatory Reporting & Accounting (Futures)Location: On-site - New York, NYSalary Range: $150,000 - $185,000 baseIndustry: FintechEmployment Type: Full-Time About the Role:Seeking a highly motivated and detail-oriented Associate Director of Regulatory Reporting & Accounting to join a top-tier fintech firm in New York ...
Marketing & Data Compliance Manager
Our client is redefining what it means to be a consumer bank. With a focus on innovation, trust, and customer-first thinking, they're building financial solutions that are secure, smart, and simple. As they grow, they're looking for a experienced Marketing and Data Compliance Manager to join the team and ensure marketing strategies are not only eff...
Compliance Associate
A leading private credit investment firm with $7B+ assets under management is looking to bring on a Senior Compliance Associate to their growing team. The Senior Compliance Associate will support the Chief Compliance Officer/General Counsel on updating, implementing, and maintainng the firm's compliance program. This will be the Chief Compliance Of...
Elevate your career
Take the first step toward your next opportunity - submit your resume and get started today.
Compliance Testing Manager Capital Markets
Compliance Testing Manager - Capital MarketsOur client, one of America's largest banking groups, is looking to hire an experienced Compliance professional at a Manager level to lead specialist Compliance Testing programs across the firms Capital Markets business. The firm are one of the world's largest banking groups whose global presence continues...
Compliance Testing Manager
Compliance Testing Manager - Broker dealerOur client, one of America's largest banking groups, is looking to hire an experienced Compliance professional at a Manager level to lead specialist Compliance Testing programs across the firms Broker Dealer business. The firm are one of the world's largest banking groups whose global presence continues to ...
Compliance Specialist
Position SummaryOur client is seeking an experienced investment compliance professional to support oversight functions related to fixed income, derivatives, and alternative asset classes. Operating within a global investment framework, this role contributes directly to maintaining adherence to internal risk protocols and external regulatory standar...