Compliance Jobs in Financial Services in New York
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Marketing & Data Compliance Manager
Our client is redefining what it means to be a consumer bank. With a focus on innovation, trust, and customer-first thinking, they're building financial solutions that are secure, smart, and simple. As they grow, they're looking for a experienced Marketing and Data Compliance Manager to join the team and ensure marketing strategies are not only eff...
AVP Fixed Income Compliance Advisor
AVP/Manager - Fixed Income Compliance AdviceOur client, one of Europe's largest banking groups, is looking to hire an experienced Compliance professional at a Manager / AVP level to provide specialist Compliance advice and guidance to senior leaders and key members of the firms growing Capital Markets business. The firm are one of Europe's largest ...
Chief Compliance Officer, Asset Management and Broker-Dealer
A prestigious and well-established asset manager and broker-dealer, with a growing portfolio of private equity funds, is seeking a dynamic Chief Compliance Officer (CCO) to lead and enhance its compliance program. This is a high-impact leadership role based in New York City, requiring a strong presence in-office four days per week. An ideal candida...
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Compliance Testing Manager Capital Markets
Compliance Testing Manager - Capital MarketsOur client, one of America's largest banking groups, is looking to hire an experienced Compliance professional at a Manager level to lead specialist Compliance Testing programs across the firms Capital Markets business. The firm are one of the world's largest banking groups whose global presence continues...
VP Compliance
Job Title: Compliance Lead Location: New York, NY (Hybrid Schedule) Compensation: $150,000 - $225,000 Base SalaryClient Overview: Our client is a leading global reinsurance firm renowned for its innovation, stability, and commitment to ethical business practices. They are seeking an experienced Compliance Lead to join their dynamic New York City of...
Compliance Officer
Compliance Officer - Expert Networks OversightA leading global investment management firm is seeking an experienced Compliance Officer to join its team in New York. The firm manages a diverse portfolio across multiple asset classes and is known for its collaborative, high-performance culture. This role will focus on overseeing expert network intera...