Compliance Jobs in Usa
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AVP Fixed Income Compliance Advisor
AVP/Manager - Fixed Income Compliance AdviceOur client, one of Europe's largest banking groups, is looking to hire an experienced Compliance professional at a Manager / AVP level to provide specialist Compliance advice and guidance to senior leaders and key members of the firms growing Capital Markets business. The firm are one of Europe's largest ...
Chief Compliance Officer, Asset Management and Broker-Dealer
A prestigious and well-established asset manager and broker-dealer, with a growing portfolio of private equity funds, is seeking a dynamic Chief Compliance Officer (CCO) to lead and enhance its compliance program. This is a high-impact leadership role based in New York City, requiring a strong presence in-office four days per week. An ideal candida...
Senior Compliance Officer Surveillance
An up and coming fintech firm in Chicago is looking to hire a Senior Compliance Officer. In this key role, you will help ensure that both the broker-dealer firm and its registered representatives remain fully compliant with FINRA and SEC regulations. As a vital member of a lean and dynamic compliance team, you'll collaborate across departments to s...
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Senior Regulatory Analyst
We are currently partnered with an utility company that is looking to bring on a Senior Regulatory Analyst. This energy provider is committed to delivering safe, reliable, and sustainable power that supports communities and drives innovation. With a strong emphasis on integrity, safety, and customer trust, the organization is seeking a regulatory p...
Compliance Testing Manager Capital Markets
Compliance Testing Manager - Capital MarketsOur client, one of America's largest banking groups, is looking to hire an experienced Compliance professional at a Manager level to lead specialist Compliance Testing programs across the firms Capital Markets business. The firm are one of the world's largest banking groups whose global presence continues...
VP Compliance
Job Title: Compliance Lead Location: New York, NY (Hybrid Schedule) Compensation: $150,000 - $225,000 Base SalaryClient Overview: Our client is a leading global reinsurance firm renowned for its innovation, stability, and commitment to ethical business practices. They are seeking an experienced Compliance Lead to join their dynamic New York City of...