Permanent Compliance Associate Jobs in Financial Services

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Compliance Oversight Manager Consumer Lending
Charlotte North CarolinaNegotiable

A leading national bank with offices across the US is looking to bring on an experienced Compliance Manager to their growing team. The Compliance Manager will support the consumer banking team and advise other lines of business on policies and procedures, testing and monitoring, exam management, risk assessments and trainings. This is an excellent ...

Compliance Analyst
HoustonNegotiable

A well-established and growing investment management firm is seeking a Compliance Analyst to join the team and report directly to the Chief Compliance Officer. An ideal candidate will have investment advisory compliance experience and will have worked with managing the day-to-day compliance program at an RIA, fund, or private investment firm. Any e...

General Compliance Officer Chinese Investment Management
Featured
Hong KongHK$360000 - HK$600000 per annum

CLIENT BACKGROUNDWe are seeking a diligent and proactive Compliance Officer to join our team. The successful candidate will be responsible for overseeing general compliance activities, including staff dealing, SFC and head office reporting, KYC, and AML. This role requires a professional with a solid understanding of compliance regulations and fami...