Permanent Jobs in Financial Services
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Compliance Senior Manager
Compliance Senior ManagerA leading organization within the insurance industry is seeking an experienced compliance professional to partner with business leaders and help drive a mature, risk-focused compliance program. This role offers the opportunity to provide strategic guidance, influence key business decisions, and support a culture of integrit...
Leading Alternative Investment Platform Structured Investments Counsel
A leading NYC-based Alternative Investment Platform is seeking a Structured Investments Counsel to join its Legal team. This role will support the firm's structured investments and annuities business and offers broad exposure across complex financial products, commercial contracting, regulatory matters, and fintech-related initiatives.This is a hig...
Associate General Counsel Notable Registered Investment Advisor
Associate General CounselAtlanta, GA Company OverviewA leading Registered Investment Advisor focused on commercial real estate investments is seeking an Associate General Counsel to join its growing legal team. The firm manages a diversified portfolio of real estate assets and structured credit investments across the United States, with a strong em...
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Senior Compliance Officer
A global proprietary trading firm is seeking a Senior Compliance Officer to partner closely with the Chief Compliance Officer during a period of significant growth. The firm operates across exchange-traded products and leverages data-driven trading strategies in a fast-paced, technology-led environment. This role offers broad exposure to global reg...
Regulatory Reporting Specialist
Summary (Anonymized JD ~1600 characters)A global quantitative investment firm is seeking a compliance professional to join its Regulatory Reporting function within the Compliance team. The firm operates across multiple asset classes and leverages data, technology, and systematic research to drive investment decisions. This role partners closely wit...
Compliance Officer
Investment Compliance OfficerLocation: New York City, NY (Hybrid) Compensation: $150,000 - $180,000 + BonusA leading institutional investment organization is seeking an experienced compliance professional to support its investment compliance program. This role offers broad exposure across regulatory compliance, investment advisory activities, and ...
