Permanent Compliance Associate Jobs
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Compliance Oversight Manager Consumer Lending
A leading national bank with offices across the US is looking to bring on an experienced Compliance Manager to their growing team. The Compliance Manager will support the consumer banking team and advise other lines of business on policies and procedures, testing and monitoring, exam management, risk assessments and trainings. This is an excellent ...
Legal Counsel Compliance (Global)
Job Title: Legal Counsel - ComplianceLocation: Philadelphia, PA (On-site 4 days a week)Job Summary: Our client, a global manufacturing company, is looking to hire an experienced Compliance Attorney with 5+ years of experience on a national and international scale. This role requires a proactive individual who can work on-site in Philadelphia four d...
Compliance Analyst
A well-established and growing investment management firm is seeking a Compliance Analyst to join the team and report directly to the Chief Compliance Officer. An ideal candidate will have investment advisory compliance experience and will have worked with managing the day-to-day compliance program at an RIA, fund, or private investment firm. Any e...
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General Compliance Officer Chinese Investment Management
FeaturedCLIENT BACKGROUNDWe are seeking a diligent and proactive Compliance Officer to join our team. The successful candidate will be responsible for overseeing general compliance activities, including staff dealing, SFC and head office reporting, KYC, and AML. This role requires a professional with a solid understanding of compliance regulations and fami...