Location: Hong Kong
Reporting to: Head of Compliance
Responsibilities:
- Perform pre/post-trade investment monitoring based on guidelines
- Conduct AML/KYC assessments and daily monitoring
- Prepare regulatory reports and filings
- Assist in audits, investigations, and due diligence processes
- Conduct compliance monitoring and testing
- Monitor and implement regulatory changes
- Handle other compliance-related tasks and ad-hoc administrative work
Requirements:
- University degree in Finance, Accounting, or Law preferred
- Minimum 3 years of compliance experience in asset management
- Knowledge of asset management regulations and operational procedures
- Strong command of written and spoken English and Chinese
- Excellent teamwork and interpersonal skills
- Willingness to work on public holidays and evenings when required
Career Growth: Candidates with less experience will be considered for the role of Compliance Officer.
