Explore Investment Compliance Roles
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Medmal & General Liability & Litigation NY
A respected nationwide defense litigation firm is expanding its Medical Malpractice, General Liability, and Trial teams and is looking for talented attorneys to join its growing practice. With more than 1,400 lawyers across 40+ offices, the firm is consistently recognized among the country's top law firms for its national reach, depth of experienc...
VP/Director Cash Equities Compliance (Tier-1 Chinese Bank)
CLIENT BACKGROUND A leading Chinese investment bank with a strong global presence is actively seeking an experienced compliance professional to join its Hong Kong office. Despite being a top-tier institution with robust equities operations, this key role has remained open for some time-making it an exceptional opportunity for candidates ready to st...
Ensure Regulatory Integrity in Investment Compliance Roles
Investment compliance professionals safeguard financial institutions by monitoring trading activity, enforcing internal controls, and ensuring adherence to global regulations. Larson Maddox places legal and compliance experts in roles that support transparency and protect market integrity.
These positions offer collaboration with portfolio managers, legal counsel, and risk teams, making them ideal for professionals with a strong grasp of SEC, FINRA, or MiFID II frameworks. Explore investment compliance jobs that align with your expertise in fund governance and financial regulation.
Browse investment compliance jobs and work with a recruiter to growth your legal career.