Explore Investment Compliance Roles
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Market Compliance Associate/AVP International Investment Bank
CLIENT BACKGROUND A well-established investment bank with a strong footprint across Asia is seeking a dynamic and detail-oriented compliance professional to join its Hong Kong office. Known for its robust governance framework and commitment to integrity, the firm offers a collaborative environment and long-term career development opportunities. JOB...
VP/Director Cash Equities Compliance (Tier-1 Chinese Bank)
CLIENT BACKGROUND A leading Chinese investment bank with a strong global presence is actively seeking an experienced compliance professional to join its Hong Kong office. Despite being a top-tier institution with robust equities operations, this key role has remained open for some time-making it an exceptional opportunity for candidates ready to st...
Ensure Regulatory Integrity in Investment Compliance Roles
Investment compliance professionals safeguard financial institutions by monitoring trading activity, enforcing internal controls, and ensuring adherence to global regulations. Larson Maddox places legal and compliance experts in roles that support transparency and protect market integrity.
These positions offer collaboration with portfolio managers, legal counsel, and risk teams, making them ideal for professionals with a strong grasp of SEC, FINRA, or MiFID II frameworks. Explore investment compliance jobs that align with your expertise in fund governance and financial regulation.
Browse investment compliance jobs and work with a recruiter to growth your legal career.