Explore Investment Compliance Roles
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VP / Director Investment Banking Compliance & Control Room
CLIENT BACKGROUNDOur client is a well-established financial institution with a growing presence in Asia, offering a broad platform across investment banking, capital markets, and asset management. With continued expansion in Hong Kong, the firm is strengthening its Compliance function and is seeking an experienced professional to serve as a senior ...
Medmal & General Liability & Litigation NY
A respected nationwide defense litigation firm is expanding its Medical Malpractice, General Liability, and Trial teams and is looking for talented attorneys to join its growing practice. With more than 1,400 lawyers across 40+ offices, the firm is consistently recognized among the country's top law firms for its national reach, depth of experienc...
Ensure Regulatory Integrity in Investment Compliance Roles
Investment compliance professionals safeguard financial institutions by monitoring trading activity, enforcing internal controls, and ensuring adherence to global regulations. Larson Maddox places legal and compliance experts in roles that support transparency and protect market integrity.
These positions offer collaboration with portfolio managers, legal counsel, and risk teams, making them ideal for professionals with a strong grasp of SEC, FINRA, or MiFID II frameworks. Explore investment compliance jobs that align with your expertise in fund governance and financial regulation.
Browse investment compliance jobs and work with a recruiter to growth your legal career.