Legal & Compliance Counsel (Public Equities)

Singapore

Permanent

Negotiable

In-House Legal

PR/599610_1785514185

My client is a well-established investment management firm regulated by the Monetary Authority of Singapore (MAS) and holds a Capital Markets Services (CMS) licence for fund management. The firm manages public market investments across regional and global markets and is seeking a Legal & Compliance Counsel to support its expanding business.

Responsibilities:

Provide legal support to the public equities investment business and related functions.
Draft, review and negotiate a broad range of commercial agreements.
Advise on new products, business initiatives, strategic projects and cross-border distribution activities.
Support legal aspects of client onboarding, institutional mandates and regulatory developments.
Manage external counsel and coordinate on corporate, transactional and regulatory matters.
Assist with corporate governance and internal policy matters.
Advise business stakeholders on MAS regulations
Support the maintenance and enhancement of the firm's compliance framework, policies and procedures.
Conduct compliance monitoring and surveillance activities, including personal account dealing, conflicts management and employee compliance matters.
Assist with regulatory filings, licensing matters, periodic reporting and regulatory inspections.
Provide compliance training and guidance to internal stakeholders.

Requirements

Qualified lawyer with 5-10 years of post-qualification experience.
Prior experience within asset management, investment banking, or a reputable law firm with a strong financial services practice.
Experience supporting public markets and/or investment management businesses.
Strong drafting, negotiation and stakeholder management skills.
Commercial mindset with the ability to provide practical, business-oriented advice.

EA R1981013

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