Legal & Compliance Counsel (Public Equities)
- Provide legal support to the public equities investment business and related functions.
- Draft, review and negotiate a broad range of commercial agreements.
- Advise on new products, business initiatives, strategic projects and cross-border distribution activities.
- Support legal aspects of client onboarding, institutional mandates and regulatory developments.
- Manage external counsel and coordinate on corporate, transactional and regulatory matters.
- Assist with corporate governance and internal policy matters.
- Advise business stakeholders on MAS regulations
- Support the maintenance and enhancement of the firm's compliance framework, policies and procedures.
- Conduct compliance monitoring and surveillance activities, including personal account dealing, conflicts management and employee compliance matters.
- Assist with regulatory filings, licensing matters, periodic reporting and regulatory inspections.
- Provide compliance training and guidance to internal stakeholders.
Requirements
- Qualified lawyer with 5-10 years of post-qualification experience.
- Prior experience within asset management, investment banking, or a reputable law firm with a strong financial services practice.
- Experience supporting public markets and/or investment management businesses.
- Strong drafting, negotiation and stakeholder management skills.
- Commercial mindset with the ability to provide practical, business-oriented advice.
EA R1981013
FAQs
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