Compliance Jobs in Financial Services
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Leveraged Finance Lawyer
OverviewAn international financial institution is looking to appoint an experienced Leveraged Finance Lawyer to its London legal team. This is an opportunity to move closer to the commercial side of leveraged finance without stepping away from complex transactional work. You'll sit alongside the business on sophisticated financing matters, gaining ...
Legal Counsel Debt Capital Markets
A leading international financial institution is seeking a junior lawyer to join its EMEA legal team, supporting a broad range of debt capital markets activities across multiple jurisdictions. This opportunity offers the chance to move closer to the business, work on high-profile transactions, and advise directly on strategic capital markets initia...
Senior Legal Counsel Derivatives & Credit Markets
We are partnering with a leading global financial institution to appoint a senior lawyer to its London legal team, supporting a sophisticated credit and financial markets business.This is a highly commercial, front-office-facing position advising across derivatives, structured credit and related credit products. Working closely with trading, sales ...
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Senior Compliance Analyst
Title: Senior Compliance AnalystLocation: Raleigh, NC (Hybrid, 3 Days Onsite) Company Summary:Our client is a rapidly growing life & annuity insurance company backed by a strong investment partner. The business has experienced significant growth in recent years and continues to expand its Compliance, Legal, and Product teams as it scales. They plac...
Compliance Officer FinTech Consumer Regulatory
A growing financial services business is seeking an experienced Consumer Finance Regulatory Officer to join a lean, highly collaborative legal and compliance team. The role will advise across consumer lending products including mortgages, HELOCs, and secured and unsecured credit products, helping ensure compliance with federal and state regulations...
Director of Compliance
Director, Compliance Governance & AdvisoryA financial services organization is seeking an experienced compliance professional to provide advisory support and governance oversight across multiple business lines. This role will partner closely with Compliance, Risk, Legal, Audit, and business stakeholders to strengthen compliance programs, manage reg...