Regulatory Jobs in New York
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Compliance Officer, Private Equity
A growing private equity firm and asset manager is seeking a Compliance Officer to support the firm's growing advisory program. This role is central to maintaining a strong governance framework across private equity, credit, insurance‑related strategies, and other alternative investment products. The ideal candidate brings a deep understanding of f...
Head of US Compliance
A leading insurance and reinsurance organization is seeking a senior compliance leader to oversee U.S. regulatory compliance across multiple licensed entities. This role provides strategic direction for the compliance program, ensuring alignment with federal and state requirements, NAIC standards, and internal governance frameworks. The position pa...
Compliance Monitoring and Testing Associate
Monitoring & Testing AssociateHybrid - New York Compensation: $100,000 - $135,000OverviewA top bank is looking for a Monitoring & Testing Associate to support its Compliance Monitoring & Testing program. This role focuses on evaluating internal controls, identifying risks, and ensuring business activities align with regulatory expectations and inte...
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Senior Compliance Associate, International Sales
Senior Compliance Associate, International Sales A global financial institution is seeking a Senior Compliance Associate to support its International Sales and Sales Trading functions. This role focuses on providing day‑to‑day compliance coverage for cross‑border equity activity, including review of international offerings, oversight of communicati...
Deltek Specialist
Deltek Specialist - Civil Engineering SectorLocation: Remote (frequent travel to NYC)Salary Range: $120,000 - $135,000Our client, a leading civil engineering firm known for delivering complex infrastructure projects, is seeking a skilled Deltek Specialist to manage and optimize their enterprise resource planning (ERP) systems. This role is ideal fo...
Compliance Data Strategy Manager
A leading global investment bank is seeking a Compliance Data Strategy Manager to shape, enhance, and execute its data strategy across the Compliance function. This is a high‑impact role that sits at the intersection of Compliance, Data, and Technology, driving how the organisation captures, manages, analyses, and leverages data to meet regulatory ...