Regulatory Jobs in New York
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Director of Equities Compliance Advice
A leading wholesale banking institution is seeking a Director of Equities Compliance to provide senior‑level compliance advisory coverage to its equities sales and trading businesses. This is a high‑profile role supporting a broad equities platform, partnering closely with front‑office leadership, risk, legal, and governance teams to ensure the bus...
Chief Compliance Officer
Our client, a small but internationally active global markets bank, is seeking to appoint a Chief Compliance Officer (CCO) to lead and further enhance its global Compliance function. This is a senior leadership role with broad responsibility across the firm's capital markets activities, requiring close partnership with executive management, the Boa...
Regulatory Change Manager
A large, complex wholesale banking institution is seeking a Regulatory Change Manager to support the identification, assessment, and implementation of regulatory developments impacting its U.S. wholesale businesses. This role sits within the Compliance Regulatory Change function and plays a critical role in ensuring the firm maintains a robust, en...
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Compliance Data Specialist Senior Manager
A large, complex banking organization is seeking a Compliance Data Specialist to support its Compliance function through the development of robust data, reporting, and automation solutions. This role will focus heavily on the Microsoft Power Platform, with particular emphasis on Power BI, Power Automate, and Power Apps, enabling data‑driven oversi...
Compliance Officer, Private Equity
A growing private equity firm and asset manager is seeking a Compliance Officer to support the firm's growing advisory program. This role is central to maintaining a strong governance framework across private equity, credit, insurance‑related strategies, and other alternative investment products. The ideal candidate brings a deep understanding of f...
Head of US Compliance
A leading insurance and reinsurance organization is seeking a senior compliance leader to oversee U.S. regulatory compliance across multiple licensed entities. This role provides strategic direction for the compliance program, ensuring alignment with federal and state requirements, NAIC standards, and internal governance frameworks. The position pa...