Permanent Regulatory Jobs in Hong Kong

CLIENT BACKGROUNDWe are seeking a diligent and proactive Compliance talent to join this growing bank. The successful candidate will be responsible for ensuring that our operations comply with regulatory requirements and internal policies. This role requires a professional with a solid understanding of regulatory compliance and private banking busin...

Job Description: We are seeking a diligent and proactive Compliance talent to join our bank. The successful candidate will be responsible for ensuring that our operations comply with regulatory requirements and internal policies. This role requires a professional with a solid understanding of regulatory compliance and private banking business advis...

CLIENT BACKGROUNDA leading financial services firm is seeking a highly skilled Trading Compliance Officer to join our team. This role offers an exciting opportunity to work in a dynamic environment and contribute to our growing business. The headcount is based in Hong Kong or Shanghai. Key ResponsibilitiesProvide expert compliance advice to the tr...

CLIENT BACKGROUNDWe are seeking a diligent and proactive Compliance Officer to join our team. The successful candidate will be responsible for overseeing general compliance activities, including staff dealing, SFC and head office reporting, KYC, and AML. This role requires a professional with a solid understanding of compliance regulations and fami...

CLIENT BACKGROUNDWe are a leading global financial services firm with a strong presence in Asia. We are seeking a highly skilled and experienced ODI Reporting Specialist to join our team. This role will focus on overseeing ODI reporting for our Hong Kong entities conducting business in India. The ideal candidate will have a deep understanding of OD...