Investment Compliance Jobs in Hong Kong
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VP, IBD Compliance (IPO focus)
About Us: Join a leading Chinese investment bank, renowned for its commitment to excellence and innovation in the financial services industry. We are seeking a highly skilled IBD Compliance Specialist to ensure adherence to regulatory standards and best practices in IPO transactions. Key Responsibilities:Provide first-line compliance advisory for I...
VP/Director Cash Equities Compliance (Tier-1 Chinese Bank)
CLIENT BACKGROUND A leading Chinese investment bank with a strong global presence is actively seeking an experienced compliance professional to join its Hong Kong office. Despite being a top-tier institution with robust equities operations, this key role has remained open for some time-making it an exceptional opportunity for candidates ready to st...
Senior Market Surveillance Specialist
IntroductionWe are partnering with a leading global investment firm to hire a Senior Market Surveillance & Control Room professional as part of a newly created role in Hong Kong. This is a rare opportunity to join a highly regarded platform with a growing APAC presence and significant investment into its compliance infrastructure.This role sits at...