Compliance Jobs in New York

Director of AML - Broker DealerOur client, a global Banking group, is looking to hire an experienced AML professional at an Executive Director level to provide specialist AML advice and guidance to senior leaders and key members of the firms substantial Capital Markets and Broker Dealer business arms. The firm are one of the world's largest banking...

An exciting startup FinTech in the banking, cards and lending space is seeking a dedicated Chief Compliance Officer to join their firm as they continue their targeted growth and expansion. The firm successfully raised a Series B funding round and has grown their customer base deeper in key markets while also adding new products and offerings. This ...

Compliance Officer - Leading Hedge Fund (On-site NYC)Our client, a prestigious hedge fund headquartered in New York City, is seeking a seasoned Compliance Officer to join its dynamic legal and compliance team. This is a high-impact, on-site role offering the opportunity to contribute to the development and execution of a robust global compliance pr...

A global financial institution is seeking a Vice President to join its US Markets Compliance Advisory team. The Vice President, Compliance Advisory supports compliance across corporate investment banking functions, including Debt and Equity Capital Markets. The VP Compliance Advisory will report into the Director of Investment Banking. The ideal ca...

A global financial institution is seeking a Vice President to join its US Markets Compliance Advisory team. This role focuses on providing real-time compliance guidance to Equity Sales & Trading businesses, supporting the integration of a complex global equity platform into the U.S. entity and broader compliance framework. The ideal candidate will ...