Compliance Jobs in Financial Services in Pennsylvania
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General Counsel Corporate Secretary
A venture-focused organization is seeking a General Counsel & Corporate Secretary to serve as a key legal and business advisor to executive leadership, the Board, and affiliated entities. This role offers broad exposure across investment transactions, governance, strategic initiatives, and startup ecosystem support. Key ResponsibilitiesLead legal s...
Compliance Director
Compliance DirectorPhiladelphia, PA | Onsite $160,000-$200,000 Base SalaryA growing financial services compliance consulting firm is looking to add an experienced Compliance Director to its team. This individual will work directly with broker-dealers, registered investment advisers, asset managers, and other financial services organizations, helpin...
Compliance Associate
Compliance AssociatePhiladelphia, PA | Onsite $80,000-$120,000 Base SalaryA growing financial services organization is looking to add a Compliance Associate to its Philadelphia team.This is a broad, generalist opportunity for someone with 1-4 years of experience who is looking to continue developing their career in financial services compliance. Th...