Permanent Compliance Jobs
Showing 52 results
Sort by:
Associate Controller
Larson Maddox is currently partnered with a global leader in energy management and automation, manufacturing materials that are used in every day life. They provide products and services for industries, buildings, and infrastructure, focusing on sustainability and digital transformation. This growing organization is constantly striving to reduce th...
Marketing & Data Compliance Manager
Our client is redefining what it means to be a consumer bank. With a focus on innovation, trust, and customer-first thinking, they're building financial solutions that are secure, smart, and simple. As they grow, they're looking for a experienced Marketing and Data Compliance Manager to join the team and ensure marketing strategies are not only eff...
AVP Fixed Income Compliance Advisor
AVP/Manager - Fixed Income Compliance AdviceOur client, one of Europe's largest banking groups, is looking to hire an experienced Compliance professional at a Manager / AVP level to provide specialist Compliance advice and guidance to senior leaders and key members of the firms growing Capital Markets business. The firm are one of Europe's largest ...
Elevate your career
Take the first step toward your next opportunity - submit your resume and get started today.
Chief Compliance Officer, Asset Management and Broker-Dealer
A prestigious and well-established asset manager and broker-dealer, with a growing portfolio of private equity funds, is seeking a dynamic Chief Compliance Officer (CCO) to lead and enhance its compliance program. This is a high-impact leadership role based in New York City, requiring a strong presence in-office four days per week. An ideal candida...
Senior Compliance Officer Surveillance
An up and coming fintech firm in Chicago is looking to hire a Senior Compliance Officer. In this key role, you will help ensure that both the broker-dealer firm and its registered representatives remain fully compliant with FINRA and SEC regulations. As a vital member of a lean and dynamic compliance team, you'll collaborate across departments to s...
Senior Regulatory Analyst
We are currently partnered with an utility company that is looking to bring on a Senior Regulatory Analyst. This energy provider is committed to delivering safe, reliable, and sustainable power that supports communities and drives innovation. With a strong emphasis on integrity, safety, and customer trust, the organization is seeking a regulatory p...