Internal Control - Big 4 Background - Asset Management
Overview
Our client is a reputable international asset management firm seeking an Internal Control Associate to join its Legal & Compliance team in Hong Kong. This role is well-suited for candidates from a Big 4 audit or assurance background within Financial Services, ideally with 1-2 years of in-house experience in asset management or a regulated financial institution.
The position will support the firm's governance, risk, and control framework, working closely with Legal, Compliance, and business stakeholders to ensure robust internal controls and regulatory alignment.
Key Responsibilities
- Support the Legal & Compliance team in maintaining and enhancing the firm's internal control framework
- Perform control walkthroughs, testing, and risk assessments across business and operational functions
- Assist in identifying control gaps and supporting remediation plans in coordination with relevant stakeholders
- Support regulatory, compliance, and internal control reviews, including interactions with external auditors
- Assist in drafting and maintaining internal policies, procedures, and control documentation
- Monitor the implementation status of control improvements and remediation actions
- Provide support on governance, risk, and compliance-related projects and ad hoc initiatives
Requirements
- Bachelor's degree in Accounting, Finance, Business, or a related discipline
- Big 4 audit or assurance experience, preferably covering asset management, funds, or financial services clients
- 1-2 years of in-house experience within asset management, financial services, or a regulated environment is an advantage
- Solid understanding of internal controls, risk management, and compliance frameworks
- Strong attention to detail with good analytical and documentation skills
- Ability to work closely with Legal, Compliance, and business teams
- Strong written and spoken English and Mandarin
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