Permanent Regulatory Jobs in Financial Services in Hong Kong
Showing 6 results
Sort by:
Compliance Manager External Asset Manager (EAM) Platform
External Asset Manager (EAM) Platform | SFC Type 4 & 9 Licensed CorporationHong KongA growing External Asset Manager (EAM) platform is seeking an experienced Compliance Manager to join its Hong Kong office. This is a unique opportunity to take on a broad compliance role within a dynamic and entrepreneurial environment, working closely with senior m...
Compliance Manager Asset Management
A well-established international asset management firm is seeking a Compliance Manager to join its Hong Kong office. This role will partner closely with senior management, investment teams, and business stakeholders to provide compliance advisory support across fund management and distribution activities.Key ResponsibilitiesProvide compliance suppo...
Head of Equities Compliance
A leading global investment bank is seeking an experienced compliance professional to lead its APAC Equities Compliance function.This is a senior regional leadership role responsible for providing compliance advisory and regulatory oversight across Equities, Equity Derivatives, Equity Capital Markets and Execution & Clearing businesses throughout ...
Elevate your career
Take the first step toward your next opportunity - submit your CV and get started today.
Legal and Compliance Asset Management
Asset Management Compliance ProfessionalThe OpportunityAn established asset management platform is looking to hire an Asset Management Compliance professional to join its Legal & Compliance team.This opportunity would suit a compliance professional with a legal academic background and relevant experience supporting licensed fund management activiti...
KYC/AML Officer Hedgefund
Junior KYC / AML Analyst / AssociateLeading Global Hedge Fund | Hong KongA leading global hedge fund is seeking a Junior KYC/AML Analyst/Associate to join its Hong Kong office. This is an excellent opportunity for candidates from investment banking, capital markets, prime brokerage, or financial services onboarding teams looking to gain exposure t...
General Compliance Asset Management 3-6 years
Compliance Manager | Asset ManagementA leading investment management platform is seeking a Compliance Manager to join its Hong Kong compliance team. This is a broad, hands-on compliance role offering exposure across regulatory compliance, KYC, fund-related matters, and business advisory support.ResponsibilitiesReview and approve marketing and pro...