Jobs in Financial Services
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Compliance Analyst
Compliance AnalystOverview A leading investment firm is seeking a Compliance Analyst to support its trading compliance function. This role will focus on oversight of trading activities, including systematic and technology-driven strategies, while working closely with investment and operational teams.ResponsibilitiesSupport day-to-day compliance cov...
Vice President, Compliance
Vice President, ComplianceLocation: New York, NY | Hybrid Compensation: $150,000-$200,000OverviewWe are seeking an experienced Vice President of Compliance to support compliance activities related to transactional oversight, information‑barrier management, and broader governance matters within a financial services environment.This role works closel...
Securities Counsel Global Financial Institution
Job Title: Associate General Counsel, Securities Location: New York, NY (Hybrid) Compensation: Competitive base + bonus (targeting ~$260K - $280K + 40-60% bonus, commensurate with experience)Overview A leading publicly traded financial services firm is seeking a Securities Counsel to join its legal team. This role will focus on SEC reporting, secur...
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Regulatory Counsel Elite Trading Fund
About the OpportunityA top-tier global proprietary trading firm is looking to add a Senior Regulatory Counsel to its legal team. Known for its strong market presence and technology-driven approach, the firm deploys its own capital across a wide range of asset classes worldwide.Within its digital assets business, the firm plays a key role in bridgin...
Compliance Officer and Counsel
A boutique quantitative investment management firm is seeking a hybrid legal and compliance professional to support its trading platform and upcoming growth. The organization operates at the intersection of advanced analytics, technology, and systematic investing. This role combines day-to-day legal oversight with ownership of the firm's compliance...
Fund Finance Attorney
About the OpportunityThis is a fantastic opportunity for a 3-4 year fund finance associate to join a market leading, high‑growth practice focused specifically on NAV finance. The role offers hands-on responsibility, high client visibility, and the chance to join one of the most sophisticated lender‑side fund finance platforms in the market. This po...