Compliance Jobs in New York
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eComms Compliance Analyst
eComms Compliance AnalystAbout the OpportunityOur client is a highly regarded financial services organization seeking an eComms Compliance Analyst to join its growing compliance team.This role offers the opportunity to support a sophisticated monitoring and surveillance program within a fast-paced, high-performance environment. The successful cand...
Senior Compliance Officer Monitoring & Testing
Senior Compliance Officer, Monitoring & TestingLocation: New York, NY Compensation: $90,000 - $125,000 Base SalaryA leading financial services organization is seeking a Senior Compliance Officer, Monitoring & Testing to join its Compliance function. This individual will play a key role in executing compliance reviews, assessing regulatory risk, ide...
Regulatory Compliance Associate
Regulatory Compliance AssociateNew York, NYOur client, a leading global investment management firm, is seeking a Regulatory Compliance Associate to join its growing wealth and private markets platform. This individual will play a key role in supporting regulatory, compliance, fund governance, and oversight initiatives across a diverse range of inve...
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US Chief Compliance Officer
Our client is a leading global investment management firm with a diversified platform spanning private equity, private credit, public equities, fixed income, and advisory solutions. With a strong international presence and a commitment to the highest standards of governance, risk management, and regulatory excellence, the firm is seeking an experie...
Compliance Officer Private Credit/ABF
A growing alternative investment firm is seeking a Compliance Officer to support and enhance its compliance program during a period of continued growth. Partnering closely with senior leadership, this individual will provide regulatory guidance, oversee key compliance activities, and help strengthen the firm's overall control framework. The role of...
Financial Crime Analyst
Financial Crime AnalystNew York, NY | On-Site Hybrid | Full-Time $70,000 - $90,000 Base + BonusMy client is a growing FinTech company looking to add a Financial Crime Analyst to its New York team.This role is ideal for someone who has built a foundation within AML, fraud, or financial crime compliance and is looking for an opportunity with broader...