Senior Compliance Manager - Leading Chinese Investment Bank
Job Description
We are seeking a highly experienced and motivated Senior Compliance Manager to join our team at a leading Chinese investment bank in Hong Kong. The ideal candidate will have over 8 years of experience in compliance within the financial services industry and will serve as a key contact person for regulatory bodies such as the Securities and Futures Commission (SFC) and the Hong Kong Exchanges and Clearing Limited (HKEx).
Key Responsibilities:
- Act as the primary liaison with SFC and HKEx, handling all regulatory inquiries and investigations.
- Develop and implement compliance policies and procedures to ensure adherence to local and international regulations.
- Lead and manage a team of compliance professionals, providing guidance and support to ensure effective compliance operations.
- Conduct regular compliance reviews and audits to identify and mitigate risks.
- Collaborate with various departments to ensure compliance with regulatory requirements and internal policies.
- Provide training and education to staff on compliance-related matters.
- Stay updated on regulatory changes and industry best practices to ensure the bank remains compliant.
Qualifications:
- Bachelor's degree in Finance, Law, Business Administration, or related field.
- Minimum of 8 years of experience in compliance within the financial services industry.
- Strong knowledge of Hong Kong regulatory requirements and international compliance standards.
- Proven experience in handling regulatory investigations and managing relationships with regulatory bodies.
- Excellent leadership and people management skills.
- Strong analytical and problem-solving abilities.
- Exceptional communication and interpersonal skills.
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