Compliance Officer - External Asset Manager
My client is a well-established external asset manager with a strong regional footprint and a diverse client base across private wealth and institutional investors. As part of their continued growth, they are looking to hire a Compliance Officer to support onboarding and audit-related activities across the business.
Key Responsibilities
- Manage end-to-end client onboarding processes for both private and institutional clients, including KYC/CDD reviews, due diligence, and documentation
- Provide compliance advisory support to front office and internal stakeholders on onboarding requirements and regulatory expectations
- Ensure onboarding processes remain aligned with applicable regulatory frameworks, internal policies, and AML/CFT requirements
- Support and coordinate internal and external audits, including preparation of documentation, responding to audit queries, and tracking remediation actions
- Conduct periodic compliance reviews and assist in maintaining audit-ready documentation and controls
- Identify control gaps and support implementation of improvements to strengthen compliance and operational processes
- Assist with regulatory reporting and liaise with regulators and external stakeholders where relevant
Requirements
- 5-8 years of experience in compliance within asset management, private banking, consulting/professional services, or financial services
- Strong hands-on experience with client onboarding, KYC/CDD, and AML frameworks
- Exposure to audit processes, compliance reviews, or regulatory inspections
- Working knowledge of MAS regulations and regional compliance standards
- Strong stakeholder management and communication skills across business and control functions
- Degree in Law, Finance, Business, or a related discipline
EA R1981013
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