Compliance Manager/Lead - Hedge Fund
My client is a multi-strategy hedge fund looking for a Compliance Lead based in Singapore. The ideal candidate will play a critical role in ensuring the fund's adherence to regulatory requirements and internal policies.
Key Responsibilities
Oversee the fund's compliance framework across Singapore and Hong Kong, ensuring full adherence to MAS and SFC regulations
Manage any ongoing obligations associated with CMS licensing, including documentation, reporting, and communication with regulatory authorities.
Develop, implement, and maintain compliance policies and procedures related to trading activities across multiple strategies (equities, fixed income, derivatives, etc.).
Monitor daily trading activities to ensure compliance with internal policies, MAS requirements, and applicable international regulations.
Conduct regular compliance reviews, risk assessments, and surveillance to identify potential breaches or areas for improvement.
Provide guidance and training to investment and operations teams on regulatory requirements, trading compliance, and best practices.
Liaise with external auditors, legal counsel, and regulators as needed for compliance matters, investigations, or audits.
Stay abreast of regulatory developments in Singapore and globally, assessing their impact on fund operations and advising management accordingly.
Prepare and submit regulatory filings and reports in a timely and accurate manner.
Lead the response to compliance incidents, investigations, and remedial actions, ensuring timely resolution and documentation.
Qualifications & Experience
Bachelor's degree in Finance, Business, or a related field.
8-15 years of compliance experience in asset management, hedge funds, or financial services
Experience in developing and implementing compliance programs for trading activities (including equities, derivatives, and other asset classes).
Excellent communication, analytical, and problem-solving skills.
Ability to work independently and collaboratively in a fast-paced, dynamic environment.
EA R1981013
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