Senior Manager / Vice President, Compliance Advisory
CLIENT BACKGROUND
Our client is an international banking institution. The firm provides a comprehensive range of corporate banking and financing solutions and is recognised for its strong governance framework, collaborative culture, and commitment to regulatory excellence.
An opportunity has arisen for an experienced Compliance Advisory professional to join a dynamic team supporting a broad range of banking activities and strategic business initiatives.
JOB RESPONSIBILITY
- Provide compliance advisory support to corporate banking and financing businesses across Hong Kong.
- Partner with business, legal, risk, and other control functions to review transactions, business activities, and new initiatives from a regulatory and compliance perspective.
- Offer practical guidance on compliance risks, regulatory expectations, and internal policy requirements.
- Support the assessment and implementation of new products, business proposals, and process enhancements.
- Monitor regulatory developments and provide advice on potential business implications.
- Assist in maintaining and enhancing compliance policies, procedures, and governance frameworks.
- Participate in regulatory reviews, internal control initiatives, and compliance-related projects.
- Build strong relationships with key stakeholders and promote a culture of integrity and compliance across the organisation.
JOB REQUIREMENTS
- Relevant Compliance Advisory experience gained within a bank or financial institution.
- Strong understanding of corporate banking and financing activities.
- Experience providing compliance guidance on transactions, client activities, or banking products.
- Familiarity with Hong Kong regulatory requirements and the broader financial services regulatory environment.
- Ability to balance regulatory considerations with commercial objectives and provide pragmatic solutions.
- Strong communication and stakeholder management skills.
- Self-motivated, detail-oriented, and comfortable working in a fast-paced environment.
- Bachelor's degree or equivalent professional qualification preferred.
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