Compliance Jobs in Financial Services
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Senior Investment Funds Counsel- Established Investment Manager
Senior Investments Counsel - Established Investment Management FirmCharlotte, NC (Hybrid)About the OpportunityAn established investment management firm is seeking a Private Funds Counsel to join its growing legal team in Charlotte, NC. This is a highly visible role supporting a sophisticated investment platform and working closely with senior leade...
Senior Compliance Analyst
Title: Senior Compliance AnalystLocation: Raleigh, NC (Hybrid, 3 Days Onsite) Company Summary:Our client is a rapidly growing life & annuity insurance company backed by a strong investment partner. The business has experienced significant growth in recent years and continues to expand its Compliance, Legal, and Product teams as it scales. They plac...
Senior Litigation Counsel Established Commercial Real Estate Company
Senior Litigation Counsel - Established Commercial Real Estate CompanyLocation: Las Vegas, NV (Fully Remote - candidates required to be based in Nevada and licensed to practice law in Nevada)About the OpportunityAn established and well-capitalized commercial real estate owner, operator, and developer with a significant portfolio across multiple ass...
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L&E Senior Counsel
Sr. Labor and Employment CounselWork type: Hybrid in LA or OCCompensation: $230k-275k base dependent on experienceExperience required: 8 years or moreJoin a growing global law firm as a Senior Labor & Employment Counsel within its California Labor & Employment practice. Opportunities are available in Los Angeles and Irvine with a flexible hybrid sc...
Leveraged Finance Lawyer
OverviewAn international financial institution is looking to appoint an experienced Leveraged Finance Lawyer to its London legal team. This is an opportunity to move closer to the commercial side of leveraged finance without stepping away from complex transactional work. You'll sit alongside the business on sophisticated financing matters, gaining ...
Compliance Officer FinTech Consumer Regulatory
A growing financial services business is seeking an experienced Consumer Finance Regulatory Officer to join a lean, highly collaborative legal and compliance team. The role will advise across consumer lending products including mortgages, HELOCs, and secured and unsecured credit products, helping ensure compliance with federal and state regulations...