Permanent Regulatory Jobs
Showing 54 results
Sort by:
Director of Equities Compliance Advice
A leading wholesale banking institution is seeking a Director of Equities Compliance to provide senior‑level compliance advisory coverage to its equities sales and trading businesses. This is a high‑profile role supporting a broad equities platform, partnering closely with front‑office leadership, risk, legal, and governance teams to ensure the bus...
Senior Compliance Associate
Senior Compliance AssociateRegulatory Filings & Advisory | Private Equity Focus Remote (U.S.) | HQ: Chicago, IL Compensation: $150,000-$200,000 + bonus potentialAbout the FirmWe are a growing compliance consulting firm specializing in regulatory and compliance advisory services for private equity firms, investment advisers, and other asset managers...
Chief Compliance Officer, Hedge Fund
A well-established, boutique NYC hedge fund with a focus on credit strategies manages a suite of private funds and closed-end fund vehicles. The firm is seeking a hands-on Chief Compliance Officer to own, enhance, and continuously evolve the compliance program-partnering closely with the investment team, operations, and key service providers to mai...
Elevate your career
Take the first step toward your next opportunity - submit your resume and get started today.
Product Stewardship Specialist
Product Stewardship SpecialistLocation: RemoteIndustry: Manufacturing / Sustainable Consumer ProductsSalary: $100,000-$125,000/yr baseAbout the CompanyOur client is a well‑established manufacturer recognized for delivering innovative, safe, and environmentally responsible products. They are committed to sustainability, continuous improvement, and b...
Director Compliance
About:A mission‑driven financial services organization is seeking an experienced compliance leader to serve as Chief Compliance Officer for a registered investment adviser and a family of registered funds. This role provides enterprise oversight of regulatory compliance while supporting a values‑based investment mission.Responsibilities:Lead and ma...
Senior Marketing Compliance (VP)
Senior Marketing Compliance (VP)Location: Mountain West-based (Utah); some in‑office presence required Compensation: $85,000-$110,000 base salaryOverviewThis role supports a growing organization by contributing to the development, review, and refinement of external‑facing marketing and communications materials. The position works closely with inter...