Permanent Regulatory Jobs

Now Hiring: Compliance Officer - Investment Management (Atlanta, GA)Location: Atlanta, GA (On-site) Employment Type: Full-Time Compensation: $120,000 - $160,000 (experience-based)About the OpportunityJoin a rapidly growing boutique investment management firm. In this role, you'll work directly with the Managing Partners and senior leadership, shapi...

*5 DAYS ON-SITE*Our client, a long‑standing independent investment management firm is seeking a compliance professional to join a collaborative, high‑performing team. This position is suited for someone who thrives in a fast‑moving environment, can work autonomously, and is comfortable managing multiple priorities. Key ResponsibilitiesInterpret cli...

AML Tech SpecialistLocation: Charlotte, NC (Hybrid)Compensation: $120,000 - $165,000 About the RoleThis position supports technology used for transaction screening and financial crime controls within a regulated financial services environment. The role focuses on the ongoing stability, enhancement, and support of sanctions and AML screening capabil...

Vice President, Equities ComplianceOverviewOur client, a global investment bank, is seeking a Vice President to join its Trading and Surveillance team within the Compliance Department. The successful candidate will play a key role in reviewing surveillance reports, investigating potential rule or law violations, and providing compliance support to ...

Vice President, ComplianceLocation: New York, NY | Hybrid Compensation: $150,000-$200,000OverviewWe are seeking an experienced Vice President of Compliance to support compliance activities related to transactional oversight, information‑barrier management, and broader governance matters within a financial services environment.This role works closel...