Permanent Regulatory Jobs
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Contracts Manager
*Position can sit out of any of the following locations: Gainesville, FL, West Palm Beach, FL, Fort Meyers, FL, Chattanooga, TN, Raleigh, NC, High Point, NC, Pinehurst, TX, or Austin, TX. About the Opportunity A growing infrastructure services organization is seeking a Contracts Manager to support the review, negotiation, administration, and execu...
Senior Insurance Compliance Manager Remote
Senior Insurance Compliance Manager (Remote)A highly respected and growth-oriented insurance organization is seeking an experienced Senior Insurance Compliance Manager to join its Legal, Compliance, and Risk Management function. This individual will play a critical role in ensuring regulatory compliance across multiple jurisdictions while supportin...
WMA Morgantown
Wealth Advisor; Global Wealth Management FirmA highly regarded and established wealth management firm is looking to expand their US presence. We are working on an exclusive basis to find a highly qualified and experienced Wealth Advisor to join their growing team across key markets in the U.S. This firm is particularly known for its strong wealth p...
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Technical Director
Technical DirectorLocation: Remote (U.S.) Compensation: $165,000 - $185,000 Base Salary + BonusAbout the OpportunityA leading financial services organization is seeking a Technical Director to join its Advanced Consulting team. This highly visible position will serve as a subject matter expert on qualified retirement plans, ERISA, employee benefits...
Regulatory Reporting Specialist (CAT, TRACE, LOPR)
A technology-driven financial services firm is seeking a Regulatory Reporting Associate to join its Compliance function. This role is responsible for supporting the firm's U.S. regulatory reporting obligations, with a primary focus on CAT, TRACE, and Large Options Position Reporting (LOPR). Working closely with Compliance, Operations, Technology, a...
Compliance Officer
Investment Compliance OfficerLocation: New York City, NY (Hybrid) Compensation: $150,000 - $180,000 + BonusA leading institutional investment organization is seeking an experienced compliance professional to support its investment compliance program. This role offers broad exposure across regulatory compliance, investment advisory activities, and ...