Regulatory Permanent Jobs | Search & Apply

Found 73 jobs
    • New York
    • Negotiable
    • Posted about 15 hours ago

    We are partnering with a leading Expert Networking Firm to source for a motivated and ambitious Manager - Content Compliance. The manager will have 5 direct reports with the opportunity to shape the culture of the team. The ideal candidate should be comfortable interacting with internal & externa...

    • Boston
    • US$150000 - US$250000 per annum
    • Posted about 15 hours ago

    Our client is a rapidly expanding international FinTech, who is excited to be among the fastest-growing companies in the payments industry. The team collaborates to develop a world-class, all-in-one payments orchestration platform that offers our clients extensive capabilities, technologies, and ...

    • New York
    • US$110000 - US$150000 per annum
    • Posted about 15 hours ago

    Our Client, a leading broker dealer firm, is looking for a Compliance Officer to join their team. This firm provides traders with cutting-edge technology, offering lightning-fast direct access to equity markets through proprietary software and API connectivity. Their streamlined and efficient ope...

    • New York
    • US$110000 - US$150000 per annum
    • Posted about 15 hours ago

    Our Client, a leading broker dealer firm, is looking for a Compliance Officer to join their team. This firm provides traders with cutting-edge technology, offering lightning-fast direct access to equity markets through proprietary software and API connectivity. Their streamlined and efficient ope...

    • New York
    • US$100001 - US$130000 per annum
    • Posted about 15 hours ago

    A top hedge fund is in need of a Compliance Analyst to reinforce their legal and compliance team, ensuring strict adherence to regulatory standards across business activities. This role offers exposure to trading, operations, and software development units, with opportunities to tackle real-time ...

    • Chicago
    • Negotiable
    • Posted 1 day ago

    A rapidly expanding technology platform firm in the transportation sector, is looking for a Head of Finance to join their growing executive team. As the Head of Finance, you will play a crucial role in managing all aspects related to finance within this organization, driving growth and ensuring f...

    • New Jersey
    • US$100000 - US$160000 per annum
    • Posted 5 days ago

    A leading Investment Bank, situated in the New Jersey area, seeks a Tax Manager. This position involves overseeing tax return compliance and tax provision tasks for the company's US entities, with a focus on those requiring detailed data analysis. Additionally, you'll leverage your seasoned exper...

    • New Jersey
    • US$100000 - US$160000 per annum
    • Posted 5 days ago

    A leading Investment Bank, situated in the New Jersey area, seeks a Tax Manager. This position involves overseeing tax return compliance and tax provision tasks for the company's US entities, with a focus on those requiring detailed data analysis. Additionally, you'll leverage your seasoned exper...

    • New York
    • US$100001 - US$130000 per annum
    • Posted 5 days ago

    A top hedge fund is in need of a Compliance Analyst to reinforce their legal and compliance team, ensuring strict adherence to regulatory standards across business activities. This role offers exposure to trading, operations, and software development units, with opportunities to tackle real-time ...

    • New York
    • US$100001 - US$130000 per annum
    • Posted 5 days ago

    A top hedge fund is in need of a Compliance Analyst to reinforce their legal and compliance team, ensuring strict adherence to regulatory standards across business activities. This role offers exposure to trading, operations, and software development units, with opportunities to tackle real-time ...

    • Greenwich
    • US$80000 - US$130000 per annum
    • Posted 5 days ago

    The Fund Finance Central Services team at a global fintech is looking for a Tax Associate or Tax AVP to assist in maintaining private equity and hedge fund procedures by collaborating with outside tax preparers and administrators. The main objective is to ensure prompt tax reporting and effective...

    • Concord
    • US$80000 - US$95000 per annum
    • Posted 5 days ago

    We have a current opportunity for a Fund Compliance Specialist on a permanent basis. The position will be based in Concord, CA. For further information about this position please apply. Responsibilities: Assist in the development and execution of the compliance program for the Funds, collaboratin...

    • Irving
    • US$70000 - US$80000 per annum
    • Posted 5 days ago

    A long standing family owned bank is looking to add a Senior BSA Analyst to their BSA Compliance team! While reporting to the BSA/OFAC Officer, this role will be responsible for leading comprehensive aspects of the banks BSA/AML/OFAC programs while ensuring overall adherence to state and federal ...

    • New York
    • US$100000 - US$155000 per annum
    • Posted 5 days ago

    A dynamic Trading firm is on the lookout for a dedicated Compliance Associate based in the heart of NYC. As a member of their compliance team, you'll be instrumental in crafting, implementing, and enhancing the framework of policies and procedures to ensure the firm's full compliance with legal a...

    • Boston
    • US$150000 - US$250000 per annum
    • Posted 6 days ago

    Our client is a rapidly expanding international FinTech, who is excited to be among the fastest-growing companies in the payments industry. The team collaborates to develop a world-class, all-in-one payments orchestration platform that offers our clients extensive capabilities, technologies, and ...

    • Wichita
    • Negotiable
    • Posted 6 days ago

    A mid-sized Financial Services firm is looking to add a VP level BSA Officer to their growing team! In this position you will oversee a team of 8 direct reports while reporting directly to the Chief Risk Officer. This position is aimed to mature their BSA/AML program while also guiding the compan...

    • San Francisco
    • €100000 - €120000 per annum
    • Posted 6 days ago

    A Menlo Park Based Hedge Fund is seeking a Compliance Analyst with experience working for a registered investment adviser to join our compliance team. This role will report to the General Counsel / Chief Compliance Officer (GC/CCO). The Analyst will be responsible for: Develop and maintain an in-...

    • Charlotte
    • US$95000 - US$105000 per annum
    • Posted 6 days ago

    A leading hedge fund in the global credit investing space is looking to add you as it's next Fund Accountant! This is a super exciting time to join the team as it is expanding it's presence to the Southeast with a new office opening in Charlotte, NC. Operating on a hybrid basis, this role is thre...

    • Atlanta
    • US$100000 - US$115000 per annum
    • Posted 7 days ago

    We're are currently partnered with a leading international bank looking to add a Client Support Specialist to join their growing team. In this role, you'll collaborate with the Front Office Corporate and Product teams, assisting in pre-closing and closing phases of transactions, and ensuring the ...

    • Palm Beach Gardens
    • US$60000 - US$150000 per annum
    • Posted 7 days ago

    We are currently partnered with a leading hedge fund looking to add a Compliance Officer with who will report directly to the Chief Compliance Officer. The ideal candidate has marketing review, regulatory filing, and code of ethics experience. Compliance Officer Responsibilities: Implement and ma...

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