Permanent Regulatory Jobs
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Director Control Room Compliance
Director - Control Room Compliance (Capital Markets)Our client, a global investment bank with a strong presence across major financial centers, is seeking an experienced compliance professional to lead its Control Room team within the Capital Markets Compliance function. This leadership role is pivotal in managing the firm's information barrier fra...
Surveillance Associate
Surveillance Associate - Global Investment Bank (Hybrid, NYC)Salary Range: $100,000 - $120,000Our client, a leading global investment bank, is seeking a Surveillance Associate to join its Compliance Department. This role is a key part of the Surveillance team, responsible for monitoring trading activity, investigating potential rule violations, and...
Reg and Compliance Reporting
A leading global energy organization with a strong presence in commodity trading and power markets. The company is committed to operational excellence, regulatory compliance, and innovation in energy solutions. It operates across multiple U.S. markets and emphasizes transparency, risk management, and sustainable growth. This role focuses on regulat...
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Compliance Associate RIA
Our client, a Registered Investment Advisor (RIA) group is experiencing rapid growth, and looking for a Compliance Associate to join the specialist compliance group as they scale responsibly. The firm are an individual client focused, RIA group dedicated to delivering personalized investment solutions and exceptional service. As they expand, they ...
Director Control Room Compliance
Director - Control Room Compliance (Capital Markets)Our client, a global investment bank with a strong presence across major financial centers, is seeking an experienced compliance professional to lead its Control Room team within the Capital Markets Compliance function. This leadership role is pivotal in managing the firm's information barrier fra...
Executive Director, Compliance
My client is a Publicly-Traded Commercial Stage Biopharma Company that is seeking an experienced Compliance professional to drive the evolution and execution of the Compliance Program. The Company is poised for considerable growth having launched a first-in-class drug with a growing pipeline.Position Summary: The Executive Director of Compliance wi...