Permanent Regulatory Jobs
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Compliance Monitoring and Testing Associate
Monitoring & Testing AssociateHybrid - New York Compensation: $100,000 - $135,000OverviewA top bank is looking for a Monitoring & Testing Associate to support its Compliance Monitoring & Testing program. This role focuses on evaluating internal controls, identifying risks, and ensuring business activities align with regulatory expectations and inte...
Compliance Analyst
Compliance Analyst (Los Angeles, CA)Base Salary: $80,000-$100,000An investment‑management powerhouse is seeking a Compliance Analyst to support their investment guideline monitoring and oversight processes. This is an excellent opportunity for an early‑career professional who enjoys analytical work, detailed review, and working closely with investm...
Compliance Specialist, Credit Portfolio Management
Compliance Specialist - Credit Portfolio ManagementA global investment organization is seeking a Compliance Specialist to support its U.S. Credit Portfolio Management activities, including CLO management and illiquid credit strategies. This role provides direct coverage to investment teams and collaborates with Compliance colleagues across regions ...
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Senior Compliance Officer
Now Hiring: Compliance Officer - Investment Management (Atlanta, GA)Location: Atlanta, GA (On-site) Employment Type: Full-Time Compensation: $120,000 - $160,000 (experience-based)About the OpportunityJoin a rapidly growing boutique investment management firm. In this role, you'll work directly with the Managing Partners and senior leadership, shapi...
Portfolio Compliance & Investment Guideline Associate
*5 DAYS ON-SITE*Our client, a long‑standing independent investment management firm is seeking a compliance professional to join a collaborative, high‑performing team. This position is suited for someone who thrives in a fast‑moving environment, can work autonomously, and is comfortable managing multiple priorities. Key ResponsibilitiesInterpret cli...
Compliance Client Onboarding and Guideline Implementation
*5 DAYS ON-SITE*Our client, a long‑standing independent investment management firm is seeking a compliance professional to join a collaborative, high‑performing team. This position is suited for someone who thrives in a fast‑moving environment, can work autonomously, and is comfortable managing multiple priorities. Key ResponsibilitiesInterpret cli...