Permanent Regulatory Jobs
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Portfolio Compliance & Investment Guideline Associate
*5 DAYS ON-SITE*Our client, a long‑standing independent investment management firm is seeking a compliance professional to join a collaborative, high‑performing team. This position is suited for someone who thrives in a fast‑moving environment, can work autonomously, and is comfortable managing multiple priorities. Key ResponsibilitiesInterpret cli...
Compliance Client Onboarding and Guideline Implementation
*5 DAYS ON-SITE*Our client, a long‑standing independent investment management firm is seeking a compliance professional to join a collaborative, high‑performing team. This position is suited for someone who thrives in a fast‑moving environment, can work autonomously, and is comfortable managing multiple priorities. Key ResponsibilitiesInterpret cli...
AML Tech Specialist
AML Tech SpecialistLocation: Charlotte, NC (Hybrid)Compensation: $120,000 - $165,000 About the RoleThis position supports technology used for transaction screening and financial crime controls within a regulated financial services environment. The role focuses on the ongoing stability, enhancement, and support of sanctions and AML screening capabil...
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VP, Equities Compliance
Vice President, Equities ComplianceOverviewOur client, a global investment bank, is seeking a Vice President to join its Trading and Surveillance team within the Compliance Department. The successful candidate will play a key role in reviewing surveillance reports, investigating potential rule or law violations, and providing compliance support to ...
Vice President, Compliance
Vice President, ComplianceLocation: New York, NY | Hybrid Compensation: $150,000-$200,000OverviewWe are seeking an experienced Vice President of Compliance to support compliance activities related to transactional oversight, information‑barrier management, and broader governance matters within a financial services environment.This role works closel...
EPM Solutions Lead
Enterprise Performance Management (EPM) Solutions Lead - Vice PresidentJob Level: Vice PresidentLocation: Charlotte, NC (Hybrid Schedule)Salary Range: $130,000-$170,000 baseA global Fortune 500 organization with a broad international footprint is seeking an experienced EPM Solutions Lead (VP level) to support major initiatives across its enterprise...