Permanent Investment Compliance Jobs
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Chief Compliance Officer, Hedge Fund
A well-established, boutique NYC hedge fund with a focus on credit strategies manages a suite of private funds and closed-end fund vehicles. The firm is seeking a hands-on Chief Compliance Officer to own, enhance, and continuously evolve the compliance program-partnering closely with the investment team, operations, and key service providers to mai...
VP/Director Cash Equities Compliance (Tier-1 Chinese Bank)
CLIENT BACKGROUND A leading Chinese investment bank with a strong global presence is actively seeking an experienced compliance professional to join its Hong Kong office. Despite being a top-tier institution with robust equities operations, this key role has remained open for some time-making it an exceptional opportunity for candidates ready to st...
VP / Director Investment Banking Compliance & Control Room
CLIENT BACKGROUNDOur client is a well-established financial institution with a growing presence in Asia, offering a broad platform across investment banking, capital markets, and asset management. With continued expansion in Hong Kong, the firm is strengthening its Compliance function and is seeking an experienced professional to serve as a senior ...