Investment Compliance jobs

Found 3 jobs
  • Vice President (Market Compliance) - International Bank
    • Hong Kong
    • HK$840000 - HK$900000 per annum
    • Posted 6 days ago

    CLIENT BACKGROUND Our client is a leading International Bank. We are seeking a Vice President for FICC Compliance to join our dynamic compliance team. This role is pivotal in ensuring adherence to regulatory requirements and internal policies. JOB RESPONSIBILITY Develop and implement comprehensiv...

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  • Deputy Chief Compliance Officer
    • McLean
    • US$100000 - US$150000 per annum
    • Posted 16 days ago

    We are currently partnered with a growing SEC Registered Investment Advisor/Broker Dealer seeking a motivated Deputy CCO to join their growing team. You'll be a key team member, reporting directly up to the CCO, responsible for ensuring the firm's goals and values are upheld. Director of Complian...

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  • Chief Compliance Officer
    • Chicago
    • US$175000 - US$225000 per annum
    • Posted 23 days ago

    A rapidly growing Registered Investment Advisor is looking to bring on a new Chief Compliance Officer to their team. The ideal candidate will be someone who has 8+ years of experience working within a RIA, covering a variety of compliance matters and able to help build the framework at the firm. ...

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