Permanent Investment Compliance Jobs
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VP/Director Cash Equities Compliance (Tier-1 Chinese Bank)
CLIENT BACKGROUND A leading Chinese investment bank with a strong global presence is actively seeking an experienced compliance professional to join its Hong Kong office. Despite being a top-tier institution with robust equities operations, this key role has remained open for some time-making it an exceptional opportunity for candidates ready to st...
Market Compliance Associate/AVP International Investment Bank
CLIENT BACKGROUND A well-established investment bank with a strong footprint across Asia is seeking a dynamic and detail-oriented compliance professional to join its Hong Kong office. Known for its robust governance framework and commitment to integrity, the firm offers a collaborative environment and long-term career development opportunities. JOB...
Compliance Team Lead Secondary Market
CLIENT BACKGROUNDOur client is a well-established financial institution in Hong Kong, recognized for its strong compliance culture and commitment to regulatory excellence. They are looking for a seasoned compliance professional to lead a small team and strengthen their Secondary Market Compliance team. JOB RESPONSIBILITYOversee advisory and monitor...
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Compliance Manager Investment & Insurance
CLIENT BACKGROUNDOur client is a well-established financial institution in Hong Kong, offering a diverse range of wealth management and insurance solutions. They are committed to delivering innovative products and maintaining strong compliance standards across their operations. JOB RESPONSIBILITYOversee compliance matters related to wealth manageme...
Compliance Manager, Global Asset Manager
Reporting to the Head of Compliance, the Manager, Trading Compliance will lead a team of 3-5 professionals ensuring adherence to regulatory and client-mandated investment guidelines across multiple portfolios. This role combines leadership with hands-on execution, requiring strong regulatory expertise and the ability to drive process improvements i...