Permanent Investment Compliance Jobs
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VP, IBD Compliance (IPO focus)
About Us: Join a leading Chinese investment bank, renowned for its commitment to excellence and innovation in the financial services industry. We are seeking a highly skilled IBD Compliance Specialist to ensure adherence to regulatory standards and best practices in IPO transactions. Key Responsibilities:Provide first-line compliance advisory for I...
VP/Director Cash Equities Compliance (Tier-1 Chinese Bank)
CLIENT BACKGROUND A leading Chinese investment bank with a strong global presence is actively seeking an experienced compliance professional to join its Hong Kong office. Despite being a top-tier institution with robust equities operations, this key role has remained open for some time-making it an exceptional opportunity for candidates ready to st...
VP / Director Investment Banking Compliance & Control Room
CLIENT BACKGROUNDOur client is a well-established financial institution with a growing presence in Asia, offering a broad platform across investment banking, capital markets, and asset management. With continued expansion in Hong Kong, the firm is strengthening its Compliance function and is seeking an experienced professional to serve as a senior ...