Permanent Investment Compliance Jobs
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Vice President of Compliance
A leading investment firm is seeking a Vice President of Compliance to support its growing 40 Act platform, which includes registered investment companies, business development companies (BDCs), and other public investment vehicles. This Boston-based role will focus on developing and maintaining compliance programs for public and private markets.Ke...
Chief Compliance Officer
The Chief Compliance Officer (CCO) is responsible for designing, managing, and improving the firm's compliance program across advisory and brokerage operations. This is a hands-on leadership role in a lean environment, requiring direct involvement in oversight, supervision, strategy, and issue resolution. The CCO sets clear standards, ensures adopt...
Compliance Team Lead Secondary Market
CLIENT BACKGROUNDOur client is a well-established financial institution in Hong Kong, recognized for its strong compliance culture and commitment to regulatory excellence. They are looking for a seasoned compliance professional to lead a small team and strengthen their Secondary Market Compliance team. JOB RESPONSIBILITYOversee advisory and monitor...
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Compliance Manager Investment & Insurance
CLIENT BACKGROUNDOur client is a well-established financial institution in Hong Kong, offering a diverse range of wealth management and insurance solutions. They are committed to delivering innovative products and maintaining strong compliance standards across their operations. JOB RESPONSIBILITYOversee compliance matters related to wealth manageme...
Compliance Manager Investment & Insurance
CLIENT BACKGROUNDOur client is a well-established financial institution in Hong Kong, offering a diverse range of wealth management and insurance solutions. They are committed to delivering innovative products and maintaining strong compliance standards across their operations. JOB RESPONSIBILITYOversee compliance matters related to wealth manageme...