Regulatory Jobs in California
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Compliance Analyst
Compliance Analyst (Los Angeles, CA)Base Salary: $80,000-$100,000An investment‑management powerhouse is seeking a Compliance Analyst to support their investment guideline monitoring and oversight processes. This is an excellent opportunity for an early‑career professional who enjoys analytical work, detailed review, and working closely with investm...
Portfolio Compliance & Investment Guideline Associate
*5 DAYS ON-SITE*Our client, a long‑standing independent investment management firm is seeking a compliance professional to join a collaborative, high‑performing team. This position is suited for someone who thrives in a fast‑moving environment, can work autonomously, and is comfortable managing multiple priorities. Key ResponsibilitiesInterpret cli...
Compliance Client Onboarding and Guideline Implementation
*5 DAYS ON-SITE*Our client, a long‑standing independent investment management firm is seeking a compliance professional to join a collaborative, high‑performing team. This position is suited for someone who thrives in a fast‑moving environment, can work autonomously, and is comfortable managing multiple priorities. Key ResponsibilitiesInterpret cli...