Regulatory Jobs in California

A leading real estate investment advisory firm is seeking a Compliance Associate to support its SEC‑registered compliance program. This role is ideal for someone with 2-3 years of adviser‑side experience who thrives in a fast‑paced, detail‑driven environment.Key Responsibilities:Administer the firm's Code of Ethics, including personal trading revie...

*5 DAYS ON-SITE*Our client, a long‑standing independent investment management firm is seeking a compliance professional to join a collaborative, high‑performing team. This position is suited for someone who thrives in a fast‑moving environment, can work autonomously, and is comfortable managing multiple priorities. Key ResponsibilitiesInterpret cli...