Position Overview:
As the Vice President of Securities Counsel, you will serve as the principal legal advisor on securities law matters and corporate governance. You will play a crucial role in ensuring our compliance with all regulatory requirements while supporting our corporate finance and strategic initiatives. This position requires a deep understanding of securities laws, excellent leadership skills, and the ability to navigate complex legal and business environments.
Key Responsibilities:
- Securities Law Compliance: Oversee and manage compliance with federal and state securities laws, including the Securities Exchange Act of 1934, the Securities Act of 1933, and the rules and regulations of the SEC.
- Public Company Reporting: Ensure timely and accurate filing of periodic reports (10-Ks, 10-Qs, 8-Ks) and other SEC documents. Prepare and review disclosures, including proxy statements and registration statements.
- Corporate Governance: Advise on corporate governance matters, including board and committee meetings, corporate policies, and compliance with stock exchange rules.
- Strategic Transactions: Provide legal guidance on strategic transactions, including public offerings, private placements, mergers and acquisitions, and other capital markets activities.
- Investor Relations: Collaborate with investor relations teams to manage shareholder communications, address investor inquiries, and support public disclosures.
- Regulatory Interaction: Act as the primary liaison with regulatory agencies, including the SEC, and manage responses to inquiries, investigations, and enforcement actions.
- Risk Management: Identify potential legal risks and develop strategies to mitigate them. Advise on legal implications of business decisions and strategic initiatives.
- Team Leadership: Lead and develop a high-performing legal team, fostering a culture of excellence and collaboration. Provide mentorship and professional development opportunities.
Qualifications:
- Education: Juris Doctor (JD) degree from an accredited law school.
- Experience: Minimum of 10 years of experience in securities law, with a strong background in the biotech or life sciences sector. Significant experience with public company reporting and compliance is required.
- Licensing: Admission to the bar in the state of California.
- Skills:
- In-depth knowledge of securities laws and regulations.
- Proven ability to manage complex legal and regulatory issues.
- Excellent leadership, communication, and interpersonal skills.
- Strong analytical and problem-solving abilities.
- Experience working with senior management and boards of directors.
- Attributes: Strategic thinker with a proactive approach. Ability to work under pressure and manage multiple priorities effectively.
