Responsibilities:
- Responsible for monitoring regulatory requirements and maintaining the licenses for the entity
- Oversee and be responsible for all aspects of compliance for the Japan business - regulatory compliance, advisory and FCC/AML
- End-to-end understanding of all legislations for brokers/exchanges and ensure compliance
- Do risk assessments and evaluate framework, and implement changes where necessary
- Offer compliance advice and guidance to Japan business
- Provide compliance advisory service and guidance
Requirements:
- Experience in markets/global markets/brokerage/securities companies' compliance functions
- Knowledge of the regulatory environment in Japan
- Understanding of compliance requirements of FSA/JSDA regulated entities
- Native level Japanese; business level written and verbal English
Keywords:
金融, 金融業, 銀行, 投資,ファイナンス, 求人, 外資系, ンプライアンス, 規制, 在宅勤務
