An Insurance Company is looking to add an Attorney to join their Compliance team and report directly to the Chief Compliance Officer as their #2. The role entails providing general legal and regulatory support across the company's business. You will be responsible for matters related to Insurance Regulatory, Corporate Governance, and more.
RESPONSIBILITIES:
- Provide broad Legal/Compliance support to the CCO; review and update Code of Ethics, ensure compliance for laws/regulations related to data privacy, cyber security, AML, KYC, etc.
- Remain up to date on relevant Insurance Laws and Regulations; provide regulatory oversight on a variety of matters including transactions, insurance products, governance, cybersecurity, data privacy, and more.
- Oversee Corporate Governance matters related to the company's international business; prepare meeting materials and draft meeting minutes, review quarterly and annual SEC reports, etc.
- Support international endeavors with the firm's foreign subsidiaries; navigate varying regulatory jurisdictions and advise accordingly, support business teams internally, engage with outside counsel when required, etc.
- Manage and review corporate contracts; vendor agreements, license agreements, etc.
REQUIREMENTS:
- J.D. from an accredited law school
- Must be admitted to the New York Bar
- 4-5 years of Insurance Regulatory experience at a major law firm working with insurance company clients or in the Compliance Department of a major financial institution.
- In-House experience is considered a significant plus.
- Familiarity with Insurance Regulations and relevant Regulatory filings, securities law matters, corporate governance requirements.
- General Corporate experience; overseeing board meetings, reviewing SEC filings and corporate contracts, etc.
