CLIENT BACKGROUND
Our client is a top-tier Hedge Fund in the APAC Region. Has a team of 8 and are looking for a candidate for Legal or Compliance experience.
JOB RESPONSIBILITY
- Monitor daily trading activity and transactions to ensure compliance with internal policies and external regulations
- Assist in the development and implementation of compliance programs and controls
- Conduct risk assessments and recommend mitigation strategies
- Provide compliance training and guidance to investment professionals
- Prepare regulatory filings and reporting to regulatory bodies
- Coordinate with external auditors and regulators during examinations
JOB REQUIREMENTS
- Bachelor's degree, ideally in finance, accounting, business, or a related field
- 2+ years of experience in compliance, risk management, legal or a related role, preferably in the financial services industry
- Strong understanding of financial regulations, compliance requirements, and best practices
- Excellent analytical, problem-solving, and attention to detail skills
- Strong communication and interpersonal abilities to work with various stakeholders
- Proficient in English is a must