A award-winning asset management firm in NYC is looking to bring on a Compliance Administrator to the global compliance team. The firm is looking for someone eager to gain a foundational skillset in the compliance space who will take advantage of the strong path of mobility up the global compliance team.
Title: Compliance Administrator
Location: New York City (hybrid)
Salary: Up to $85,000/yr
Key Responsibilities:
- Assist in the onboarding, pre-registrations, and disclosures for all new hires across firm departments
- Support the CCO and direct team with maintaining firm compliance to SEC/FINRA regulations
- Help enforce firm Code of Ethics and general policies & procedures
Key Requirements:
- Bachelor's degree
- At least one year experience in a compliance, administrative, HR, or similar role
- Excellent communication skills and attention to detail
