A leading multinational bank is launching a broker dealer arm in New York City and looking to bring on a lean, ambitious financial team to do so. The Broker Dealer Accountant will report directly into the Manager of Accounting and Regulatory Reporting for all functions related to financial statements and reporting.
Key Responsibilities:
- Assist the Manager of Accounting and Regulatory Reporting and CFO with technical accounting functions related to net capital and customer reserve calculations
- Help serve as subject matter expert on firm compliance to SEC/FINRA regulations
- Serve as first hire in this seat to carve a path of mobility that will eventually be sponsored for a Series 27 and signing off on regulatory filings such as the FOCUS report
Key Requirements:
- Bachelor's degree in related field
- At least 3 years' experience in an accounting role that involving financial statements, audits, bookkeeping, and other financial accounting functions
- FINRA or clearing house experience a plus
