AVP Operations Compliance:
A prestigious global full-service investment bank and capital markets firm dedicated to providing top-tier financial services to clients worldwide is looking for an AVP in Operations Compliance. You'll be part of a dynamic team driving regulatory compliance and operational efficiency in a fast-paced environment. This position offers an exciting opportunity for growth, allowing you to expand your expertise in regulatory reporting, trade bookings, margin management, settlements, and more.
Responsibilities for AVP Operations Compliance:
- Facilitate regulatory reporting processes, including the timely and accurate submission of regulatory filings
- Oversee trade bookings and ensure accuracy in trade data capture and processing
- Manage margin activities, including margin calls and collateral management process
- Coordinate settlement activities to ensure efficient and timely settlement of trades
Qualifications for AVP Operations Compliance:
- Bachelor's degree in finance, Business Administration, or related field
- 3+ years' experience in operations compliance, trade operations, or related functions within the financial services industry
- Proficiency in trade booking systems and regulatory reporting platforms
- Strong understanding of regulatory requirements and compliance best practices
