Permanent Regulatory Jobs in Illinois

A global trading firm is seeking a seasoned compliance professional with deep expertise in trading across listed equities, options, and futures to join their high-performing compliance team. In this role, you'll serve as the primary compliance advisor for a specific business unit, offering strategic guidance to ensure adherence to regulatory standa...

Export Compliance Officer $150,000-$170,000 Base Salary Hybrid | Chicago, ILOur client is a global trading firm with a strong international presence, currently seeking an experienced Export Compliance Officer to join their team in Chicago. This hybrid role offers the flexibility of remote work combined with in-office collaboration, ideal for profes...

Our client, a Registered Investment Advisor (RIA) group is experiencing rapid growth, and looking for a Compliance Manager to join our team and support the group as they scale responsibly. The firm are an individual client focused, RIA group dedicated to delivering personalized investment solutions and exceptional service. As they expand, they rem...

A growing wealth management firm is seeking a Compliance Manager to report directly to the Chief Compliance Officer and support the daily compliance program maintenance, as well as the strategic direction of the program as the firm continues to grow. The role will involve interfacing with key business leaders and managing multiple RIAs compliance n...