Regulatory Compliance Officer Jobs in New York

Our client, one of America's largest banking groups, is looking to hire an experienced Compliance professional at a Senior Manager level to lead specialist Regulatory Exams across the firms Banking & Capital Markets businesses. The firm is one of the world's largest banking groups whose global presence continues to go from strength to strength. Bot...

Regulatory Reporting Manager - Broker-DealerOverview Our client, a leading financial institution, is seeking a seasoned Regulatory Reporting Manager to join their Broker-Dealer Regulatory Reporting Group in the Americas. This role plays a critical part in ensuring accurate and timely regulatory filings while maintaining strong relationships with U....

Head of Fixed Income ComplianceOur client, an international Capital Markets group, is looking to hire an experienced Compliance professional at either senior Executive Director or junior Managing Director level who will provide leadership and direction to a specialist Compliance Advisory team whose mandate is the provision of Fixed Income Complianc...

We are partnered with a leader in Biotechnology Research that is dedicated to using applied science to address industry challenges and offer product solutions to customers across the globe. They are seeking a Regulatory Professional with a background in the nutraceutical space to join their regulatory affairs team in the Midwest! Responsibilities:R...