Associate General Counsel Jobs in New York
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eComms Compliance Analyst
eComms Compliance AnalystAbout the OpportunityOur client is a highly regarded financial services organization seeking an eComms Compliance Analyst to join its growing compliance team.This role offers the opportunity to support a sophisticated monitoring and surveillance program within a fast-paced, high-performance environment. The successful cand...
Associate General Counsel-Mutual Funds
A leading asset management firm is seeking an Associate General Counsel to support its institutional investment management business across a broad range of legal, regulatory, transactional, and strategic matters. This role offers significant interaction with investment professionals, clients, senior leadership, and control functions while advising ...
Wealth Management Advisor
A nationally recognized wealth management platform is seeking a Wealth Management Advisor to join an established advisory team. This individual will be responsible for managing and growing a book of affluent and high-net-worth client relationships while delivering comprehensive financial planning and investment guidance.Key ResponsibilitiesServe as...
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Associate General Counsel-Mutual Funds
A leading asset management firm is seeking an Associate General Counsel to support its institutional investment management business across a broad range of legal, regulatory, transactional, and strategic matters. This role offers significant interaction with investment professionals, clients, senior leadership, and control functions while advising ...
Senior Compliance Officer Monitoring & Testing
Senior Compliance Officer, Monitoring & TestingLocation: New York, NY Compensation: $90,000 - $125,000 Base SalaryA leading financial services organization is seeking a Senior Compliance Officer, Monitoring & Testing to join its Compliance function. This individual will play a key role in executing compliance reviews, assessing regulatory risk, ide...
Associate General Counsel-Mutual Funds
A leading asset management firm is seeking an Associate General Counsel to support its institutional investment management business across a broad range of legal, regulatory, transactional, and strategic matters. This role offers significant interaction with investment professionals, clients, senior leadership, and control functions while advising ...