Compliance Vice President - Tokyo
A leading global fintech platform specializing in alternative investments is expanding its footprint in Japan. With a strong international presence and a commitment to innovation, the firm is in the process of securing regulatory licenses to operate in Japan. This newly created role offers a unique opportunity to be the first compliance professional on the ground, shaping the regulatory framework and compliance culture from the ground up.
As the VP of Compliance, you will play a pivotal role in establishing and overseeing the firm's regulatory and compliance operations in Japan. Key responsibilities include:
- Leading the end-to-end process for obtaining Type I and Type II financial services licenses from the Japan FSA.
- Designing and implementing a robust compliance strategy aligned with the firm's growth objectives.
- Acting as the primary liaison with regulators, legal counsel, auditors, and industry bodies.
- Developing internal controls and monitoring systems to ensure full regulatory compliance.
- Serving as the firm's AML Officer in Japan, overseeing client and vendor onboarding practices.
- Providing compliance training and advisory support to senior management and business teams.
- Collaborating with global compliance colleagues to ensure consistency across jurisdictions.
We are seeking a seasoned compliance professional with:
- Minimum 5 years of experience in legal, compliance, or regulatory roles within FSA-regulated financial institutions, ideally with a global outlook.
- Deep understanding of Japanese financial regulations and cross-border compliance matters.
- Native-level Japanese language proficiency and fluency in English for international collaboration.
- Strong interpersonal and communication skills, with a proactive and collaborative mindset.
- Ability to thrive in a fast-paced, entrepreneurial environment and contribute to a growing business.
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