Compliance Director Japan - Global Investment Management Firm
Compliance Director, Japan
Global Real Estate Investment Manager | Tokyo
A leading global real estate investment manager is seeking an experienced Compliance Director to lead its Japan compliance function. This is a highly visible leadership role supporting a sophisticated real estate investment platform and partnering closely with senior management across Japan and APAC.
Key Responsibilities
- Lead and oversee the Japan compliance program across regulated investment advisory and private placement activities.
- Provide strategic compliance advice to senior leadership on regulatory obligations and business initiatives.
- Monitor regulatory developments and assess impacts under the Japanese Financial Instruments and Exchange Act (FIEA).
- Conduct compliance risk assessments and execute a risk-based compliance monitoring programme.
- Enhance policies, procedures, controls, and governance frameworks.
- Prepare regulatory and internal compliance reports.
- Deliver compliance training and foster a strong culture of compliance.
- Partner with regional and global compliance stakeholders on cross-border initiatives.
- Support compliance matters across other APAC jurisdictions as required.
Requirements
- Minimum 7 years of asset management compliance experience.
- Strong knowledge of Japanese Financial Services Agency (FSA) regulations and the Financial Instruments and Exchange Act (FIEA).
- Experience supporting regulated investment management, advisory, and private market activities.
- Exposure to private markets, real estate, or alternative investments preferred.
- Native or fluent Japanese and strong English communication skills.
- Strong stakeholder management, analytical, and problem-solving capabilities.
- Bachelor's degree or above.
Why Join?
- Standalone leadership role for Japan Compliance.
- Direct reporting line into international compliance leadership.
- Significant interaction with senior management and investment professionals.
- Regional exposure across Asia Pacific and global compliance teams.
- Opportunity to join a highly regarded global alternatives investment platform with a growing presence in Japan.
For a confidential discussion regarding this opportunity, please apply directly or contact us for more information.
#ComplianceJobs #TokyoJobs #AssetManagement #RealEstate #Alternatives #InvestmentManagement #FIEA #FSA #JapanJobs #ComplianceDirector #PrivateMarkets #APACCareers
FAQs
Congratulations, we understand that taking the time to apply is a big step. When you apply, your details go directly to the consultant who is sourcing talent. Due to demand, we may not get back to all applicants that have applied. However, we always keep your resume and details on file so when we see similar roles or see skillsets that drive growth in organizations, we will always reach out to discuss opportunities.
Yes. Even if this role isn’t a perfect match, applying allows us to understand your expertise and ambitions, ensuring you're on our radar for the right opportunity when it arises.
We also work in several ways, firstly we advertise our roles available on our site, however, often due to confidentiality we may not post all. We also work with clients who are more focused on skills and understanding what is required to future-proof their business.Â
That's why we recommend registering your resume so you can be considered for roles that have yet to be created.Â
Yes, we help with resume and interview preparation. From customized support on how to optimize your resume to interview preparation and compensation negotiations, we advocate for you throughout your next career move.