VP, Senior Corporate Paralegal- Leading Financial Services Institution
Vice President - Senior Corporate Paralegal
Location: Salt Lake City, Utah (hybrid)
Industry: Leading Financial Services Organization
Overview:
A leading financial services institution is seeking an experienced Senior Corporate Paralegal to join their dynamic legal team/ This role offers an opportunity to work on complex corporate governance matters and support a sophisticated investment platform.
Key Responsibilities:
- Manage and coordinate SEC filings, including Forms 10-K, 10-Q, 8-K, and Section 16 filings.
- Oversee board governance processes, including preparation of board and committee materials, resolutions, and minutes.
- Maintain and administer entity management for a diverse portfolio of funds and investment vehicles.
- Collaborate with internal stakeholders and external counsel to ensure compliance with regulatory requirements.
- Support corporate transactions, including formations, dissolutions, and reorganizations.
- Assist with special projects related to governance and regulatory initiatives.
Qualifications:
- 5-10 years of corporate paralegal experience in a financial services, asset management, or investment environment.
- Strong knowledge of SEC reporting requirements and corporate governance best practices.
- Experience with entity management and board governance for registered funds (preference is '34 Act or '40 Act)
- Exceptional organizational skills and attention to detail.
- Ability to manage multiple priorities in a fast-paced environment.
Education:
- Bachelor's degree required; Paralegal certification preferred.
Why Join Us?
- Work with a market-leading organization committed to innovation and excellence.
- Competitive compensation and benefits package.
- Collaborative and inclusive culture with opportunities for professional growth.
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