Senior Manager, Investment Compliance (1 year contract)
Senior Manager, Investment Compliance - Investment Management (1 year contract)
My client is a leading and growing Investment Management firm, and we are looking to recruit a Compliance professional to be responsible for investment compliance rule coding support, including compliance rules review, translation, testing and roll out.
Responsibilities for this Senior Manager, Investment Compliance - Investment Management (1 year contract)
- Interpret regulatory requirements, investment restrictions and client mandates across multiple jurisdictions.
- Translate investment guidelines into systematic monitoring controls and automated compliance solutions.
- Review, design, test and implement investment compliance rules within portfolio management and compliance monitoring platforms.
- Ensure controls accurately reflect regulatory obligations, client requirements and internal policies.
- Conduct validation testing and oversee implementation of new compliance monitoring frameworks.
Requirements for this Senior Manager, Investment Compliance - Investment Management (1 year contract)
- 5+ years of experience within asset management, wealth management, pension funds, sovereign wealth funds, insurance investments or institutional investment environments.
- Strong understanding of investment restrictions, regulatory requirements and client mandate monitoring.
- Experience interpreting and implementing investment guidelines within compliance monitoring frameworks.
- Exposure to investment compliance systems such as Aladdin, Charles River, ThinkFolio, SimCorp, Sentinel or equivalent platforms would be advantageous.
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