Private Side Compliance Manager
Our client, one of Europe's largest banking groups, is looking to hire an experienced Compliance professional at a Manager / VP level to provide specialist Compliance advice and guidance to senior leaders and key members of the firms growing Private Side Investment Banking business. The firm are one of Europe's largest banking groups whose global presence continues to go from strength to strength. The Private Side of their Investment Banking arm has been identified as a key growth area of the firm and as such, this role is the first of several new hires to be signed off in newly created specialist group.
You will report directly into the US Head of Investment Banking Compliance.
The Manager of Private Side Compliance Advice will be responsible for…
- Providing specialist product and business Compliance Advice to key stakeholders and senior leaders in the Investment Bank and Equity Capital Markets, Debt Capital markets and Research businesses focusing among others, Controls as well as Policy & Procedures.
- Engagement with Regulators for regulatory approvals
- Working closely with Investment Bank and ECM, DCM and Research business leaders to implement regulatory initiatives
- Developing Controls for the Investment Banking Business.
The Manager of Private Side Compliance Advice should have the following qualifications…
- Minimum of 5+ years of relevant Private Side Compliance experience which could be any of ECM, DCM or Research Compliance
- Excellent working knowledge of the regulations governing the Private Side space.
- Exceptional communication skills
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